Our Fiduciary Consulting services provide a fully customizable solution offering multiple options to enhance your existing retirement plan. In today's environment, retirement plan sponsors are facing an important challenge; how best to manage their fiduciary liability exposure. iCapital provides consulting services that can help you effectively meet this critical challenge.
If you are satisfied with your current provider but would like to enhance their offering, our consulting services may be the right solution for your retirement plan. In this regard, we offer the following:
Fiduciary Services. Accredited Investment Fiduciaries will work with your 401(k) committee to:
Review and update your existing Investment Policy Statement
Implement a fiduciary workflow management system and assign responsibilities
Provide a semiannual Fiduciary Monitoring Report analyzing your plan's investment options
Conduct an annual trustee meeting and deliver a Fiduciary Compliance and Plan Performance Report
In addition, we provide two customized engagement options:
Elite Fiduciary Analysis™
Consultants Assessment of Fiduciary Excellence™ (CAFÉ™)
Investment Screening and Asset Allocation Services. iCapital's five member Investment Committee will provide:
Quarterly Market and Economic Commentary
Screening, evaluation, monitoring and replacement (as needed) of plan investments
Prepared trustee and participant communications regarding plan-level investments and replacements
Development and monitoring of five risk-based portfolios for participant investment
Automatically rebalance these risk-based portfolios at prescribed intervals
Participant Services. Qualified financial advisors are available for the following:
Group and one-on-one participant enrollment meetings
Individual, participant-specific financial education and advice
Semiannual participant educational workshops on topics of your choosing
Participant termination, separation and retirement counseling services
Technology solutions through online account access and financial planning calculators
Request for Proposal (RFP) Design and Management. Our consulting team is available to help:
Identify your needs and objectives
Design and develop an effective RFP
Analyze and benchmark responses to the RFP
Finalize your selection and engage in contract negotiation and implementation